Implementation
SRF Compliance

Typical SRF Funding Timeline

Since 2014, SRF loan recipients must develop a fiscal sustainability plan covering asset inventory, condition evaluation, maintenance planning, and long-term funding strategy — components that overlap heavily with a formal Asset Management Plan. Many states go further, requiring or incentivizing a full AMP as a condition of funding.

Specific requirements vary by state. This timeline reflects common deliverables across multiple state programs.

4-6 Months Prior

Foundation & Planning

Establish your asset management team and define goals

AM Capabilities Questionnaire

Complete assessment of current asset management capabilities

Clarion Module: Self-Assessment Export

AM Team and Mission Statement

Identify asset management champion and steering committee

Clarion Module: Implementation Guide

Level of Service Goals

Define customer service standards and performance targets

Clarion Module: Level of Service Module
3 Months Prior

Asset Inventory & Criticality

Document what you have and identify what matters most

Asset Registry Plan

Naming conventions, condition ranking charts, assessment protocol

Clarion Module: Asset Registry

Criticality Summary

Documentation of how you prioritize assets for immediate attention

Clarion Module: Risk Matrix

Priority Asset List

List of critical assets ranked by risk score

Clarion Module: CIP Prioritization
2 Months Prior

Operations & Life Cycle

Document O&M approach and life cycle cost methodology

O&M List and Approach

Summarize O&M approach and provide examples

Clarion Module: Work Management

Life Cycle Costs (LCC)

LCC approach for critical assets

Clarion Module: Scenario Modeling
1 Month Prior

Financial Strategy & CIP

Build the funding case and finalize your plan

Financial Strategy/LTFP

Budget history, asset definitions, full lifecycle cost tracking approach

Clarion Module: Board Reports

Capital Improvement Plan

CIP based on critical assets, LOS deficiencies, and priority list

Clarion Module: CIP Prioritization

Complete AMP Document

Full workbook with all supporting documentation

Clarion Module: AMP Export

AMP Approved

Asset management plan approved — your utility is eligible for SRF funding

How States Use Asset Management for SRF

SRF implementation happens at the state level. How asset management factors into funding varies significantly.

Required

AMP as a Loan Condition

Some states (e.g., Indiana, Tennessee) require a formal AMP to qualify for SRF assistance.

Priority

AMP Earns Priority Points

Many states give higher ranking to SRF applications that include an asset management program.

Funded

Grants to Build AMPs

Some states offer SRF planning loans or grants specifically to help utilities develop their AMP.

Need Help Meeting Your AMP Deadline?

Clarion can help you build a compliant asset management plan that stays current long after your loan closes.